Regulatory Disclosures

Marshall Wace conducts its business to meet the requirements of all appropriate regulatory authorities.

  • Marshall Wace LLP is authorised and regulated by the UK Financial Conduct Authority (“FCA”).
  • Marshall Wace North America LP is registered with the US Securities & Exchange Commission (“SEC”).
  • Marshall Wace Asia Limited, 23/F LHT Tower, 31 Queen’s Road, Central, Hong Kong, is licensed by the Hong Kong Securities and Futures Commission (“SFC”) (CE No ANM673) for Dealing in Securities and Asset Management.

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