MW values its reputation, integrity and its principled approach to business. It strives to apply the highest regulatory standard and best practice of all jurisdictions in which it operates. The Compliance team is central to this effort, assessing and mitigating the regulatory risk to the business, advising on initiatives and changes in the regulatory landscape and providing assurance for the Firm’s management.
A framework of polices, controls, and assessments is in place to coordinate the Compliance programme. This includes proprietary and third-party technology solutions providing monitoring and surveillance with the scale and forensic detail suitable to the dynamic nature of the Firm. The team embeds a strong compliance culture and individual accountability through the Firm by providing relevant guidance and training.
An entrepreneurial culture flows from the top; central to that, you’re expected to develop new skills and improve ways of working.
- Ali, Treasury (New York)